Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2026)
    • [FCA CF] Client dealing (since 3 Apr 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2025)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • Albert Goodman Financial Planning Limited (no longer approved here)

    FRN 148300

    • CF30 Customer (1 Jan 2016 to 4 Jul 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (6 Nov 2007 to 12 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.