Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (5 Sep 2008 to 5 Sep 2008)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- CF10 Compliance Oversight (25 Feb 2005 to 1 Dec 2006)
- CF11 Money Laundering Reporting (25 Feb 2005 to 1 Dec 2006)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Dec 2006)
- CF8 Apportionment and Oversight (1 May 2004 to 1 Dec 2006)
- CF21 Investment Adviser (1 May 2004 to 1 Dec 2006)
- CF1 Director (1 May 2004 to 1 Dec 2006)
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- Employed By (18 Dec 2006 to 1 Nov 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.