Keith John Miller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Albert Goodman Financial Planning Limited (no longer approved here)
FRN 148300
- CF1 Director (24 Aug 2017 to 15 May 2018)
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF22 Investment Adviser (Trainee) (23 Nov 2006 to 31 Oct 2007)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF22 Investment Adviser (Trainee) (18 Aug 2005 to 24 Oct 2006)
- CF1 Director (AR) (1 Dec 2001 to 24 Oct 2006)
Maxwells Financial Management Limited (no longer approved here)
FRN 191779
- (1)Employed By (31 May 2000 to 24 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.