MWA FINANCIAL ADVICE LTD

• Principal Place of Business

  Bramble House

  112 Wickham Road

  Fareham

  Hampshire

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401329821950

  Web

  https://www.mwafinancialadvice.co.uk

• Complaints Contact

  1st Floor, Bramble House

  Wickham Road

  Fareham

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401992500800

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy to let mortgages, let to buy mortgages and home reversion plans.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joanne Michele Brown

  IRN JMB01256

  • CF1 Director (AR) (18 Mar 2013 to 4 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 4 Jan 2021)
  • CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)
• John Charles Dunn

  IRN JCD00016

  • [FCA CF] Client dealing (31 Aug 2023 to 9 Jan 2024)
  • [FCA CF] Functions requiring qualifications (31 Aug 2023 to 9 Jan 2024)
• John James Scrase

  IRN JJS00021

  • [FCA CF] Functions requiring qualifications (14 May 2024 to 31 Jul 2025)
  • [FCA CF] Client dealing (1 May 2024 to 31 Jul 2025)
• John Whitehead

  IRN JXW01439

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 20 Apr 2025)
• Jonathan Andrew Buller

  IRN JAB00091

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
  • [FCA CF] Client dealing (since 1 Apr 2023)
• Jonathan Randell-Nash

  IRN JXR00285

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 10 Nov 2022)
• Kenneth John Cook

  IRN KJC00021

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
• Kevin Howard

  IRN KMH00028

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Mar 2024)
• Malcolm Quinton Hall

  IRN MQH00001

  • [FCA CF] Client dealing (1 Apr 2023 to 3 Mar 2025)
  • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 3 Mar 2025)
• Marine Deruelle

  IRN MXD00679

  • SMF3 Executive Director (since 25 Sep 2023)

• MWA Mortgages Ltd (no longer appointed)

  FRN 916775 · Appointed 14 Nov 2019 · Until 31 May 2023

• Crawford & Jones LTD (no longer appointed)

  FRN 828444 · Appointed 12 Dec 2018 · Until 15 Oct 2019

• EKM Finance Ltd (no longer appointed)

  FRN 774592 · Appointed 22 Mar 2017 · Until 22 May 2017

• TS Asset Management Limited (no longer appointed)

  FRN 715827 · Appointed 3 Sep 2015 · Until 11 Jan 2019

• Later Life Matters Limited (no longer appointed)

  FRN 580066 · Appointed 24 Apr 2012 · Until 4 Jan 2021

No changes recorded yet.