Jonathan Andrew Buller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MWA FINANCIAL ADVICE LTD

    FRN 460399

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Oct 2008 to 26 Jul 2013)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (18 Jul 2006 to 11 Oct 2006)
  • Ayot Mead Ltd (no longer approved here)

    FRN 454032

    • Employed By (18 Jul 2006 to 11 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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