Kevin Howard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MWA FINANCIAL ADVICE LTD

    FRN 460399

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2024)
    • [FCA CF] Client dealing (since 12 Mar 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Mar 2024)
    • CF30 Customer (31 Mar 2015 to 12 Mar 2024)
    • CF1 Director (AR) (31 Mar 2015 to 12 Mar 2024)
  • Knighthood Financial Advisers Ltd (no longer approved here)

    FRN 674413

    • Employed By (3 Mar 2015 to 12 Mar 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2006 to 30 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
  • Lyons Independent Financial Services Limited (no longer approved here)

    FRN 159464

    • (2)Employed By (11 Sep 2000 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.