Glenn McDonald Williams

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTUS WEALTH MANAGEMENT (AWM) LTD

    FRN 924987

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 29 Jul 2025)
    • Responsibility for MCD Intermediation (since 29 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jun 2025)
    • SMF16 Compliance Oversight (since 25 Jun 2025)
    • [FCA CF] Client dealing (since 5 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2021)
    • SMF3 Executive Director (since 19 Jun 2020)
  • MWA FINANCIAL ADVICE LTD (no longer approved here)

    FRN 460399

    • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Mar 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Feb 2007 to 8 Dec 2019)
    • CF1 Director (26 Feb 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Feb 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Feb 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (26 Feb 2007 to 31 Mar 2009)

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