Date authorised
1 April 2013
Companies House
02329842
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall
    London
    City of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +4402072821000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    City of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +4402072821000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Danya Bouwman

    IRN DXB00496

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • Darren Andrew Sirr

    IRN DAS01152

    • CF30 Customer (1 Nov 2007 to 14 Apr 2010)
    • CF21 Investment Adviser (13 Apr 2007 to 31 Oct 2007)
  • Donald Ray Wilson Jr.

    IRN DRW01078

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 1 Jun 2010)
    • CF8 Apportionment and Oversight (22 Mar 2004 to 31 Mar 2009)
    • CF1 Director (6 Sep 2002 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Sep 2002)
  • Edward Oliver Davies

    IRN EOD01003

    • CF26 Customer Trading (29 May 2002 to 2 Jun 2006)
  • Efstathios Nicolas Paplomatas

    IRN EXP01039

    • CF26 Customer Trading (3 Jun 2002 to 10 Feb 2004)
  • Ethan Packard

    IRN EXP01200

    • CF29 Significant management (2 Jul 2010 to 20 Sep 2010)
  • Evangelos Kolokotronis

    IRN EXK00113

    • [FCA CF] Proprietary trader (4 Jan 2021 to 12 Apr 2022)
  • Fen Choong Yong

    IRN FCY01000

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2004)
  • Gareth Stephen Saunders

    IRN GSS01056

    • CF26 Customer Trading (31 Dec 2004 to 2 Jun 2006)
  • George Philip Sanders

    IRN GPS01066

    • CF26 Customer Trading (1 Dec 2001 to 14 Jul 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.