DRW INVESTMENTS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

George Richard Ferrari
IRN GRF01015
- CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2001)
George Saltos
IRN GXS00439
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
Geraldine Margaret Stockwell
IRN GMS01075
- CF10 Compliance Oversight (15 May 2009 to 2 Sep 2010)
- CF11 Money Laundering Reporting (15 May 2009 to 2 Sep 2010)
Graham William Kent
IRN GWK01019
- CF26 Customer Trading (3 May 2006 to 3 Jul 2006)
Hany Aboel-Fetoh Ahmed Gomaa
IRN HAG01004
- CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2002)
Iain Bell
IRN IXB01192
- CF21 Investment Adviser (11 Jul 2006 to 15 Jun 2007)
Ian Schaul
IRN IXS01302
- CF26 Customer Trading (3 May 2006 to 25 Jul 2007)
Jackson Booth
IRN JXB01042
- [FCA CF] Proprietary trader (4 Jun 2021 to 12 Apr 2022)
Jency Zhen
IRN JXZ00026
- [FCA CF] Material risk taker (9 Dec 2019 to 17 Feb 2022)
Jeremy Vosko
IRN JXV01140
- CF26 Customer Trading (25 Jul 2006 to 1 Dec 2006)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.