DRW INVESTMENTS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Jessica Steinbrecher
IRN JXS02837
- SMF3 Executive Director (since 28 Dec 2023)
Joanna Olufunmilayo Ayinke Sodiya
IRN JOS01018
- CF28 Systems and controls (9 Jul 2008 to 8 Dec 2019)
Jonathan Mattheisen
IRN JXM01033
- [FCA CF] Proprietary trader (10 Jan 2022 to 12 Apr 2022)
Julian Bonello-Stauch
IRN JXB00763
- [FCA CF] Material risk taker (9 Dec 2019 to 12 Aug 2021)
Justin Vergne-Wilder
IRN JXV00109
- [FCA CF] Proprietary trader (4 Jun 2021 to 12 Apr 2022)
Kevin Barret Kroeger
IRN KBK01016
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
- CF1 Director (7 Sep 2016 to 8 Dec 2019)
Luke Snyder
IRN LXS00372
- [FCA CF] Proprietary trader (4 Jun 2021 to 12 Apr 2022)
Mac Baker
IRN MXB00627
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2021)
Mario Ponziano
IRN MXP00399
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
Mark He
IRN MXH00548
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.