DRW INVESTMENTS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Mark Laurence French
IRN MLF01051
- [FCA CF] Proprietary trader (since 31 Jan 2025)
Martin Peter Davis
IRN MPD01061
- CF26 Customer Trading (27 Jun 2005 to 31 Mar 2007)
Mathew Kenneth Cashman
IRN MKC01024
- CF26 Customer Trading (6 Jul 2006 to 4 Jul 2007)
Maxime Derbier
IRN MXD00345
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
Maximiliano Cacace
IRN MXC00726
- [FCA CF] Proprietary trader (9 Dec 2019 to 12 Apr 2022)
Michael Komaransky
IRN MXK01579
- CF26 Customer Trading (28 Jun 2006 to 9 Jul 2007)
Michael Peter Nunn
IRN MPN01007
- CF26 Customer Trading (27 Jun 2005 to 11 Jul 2007)
Michael Richard Cleary
IRN MRC01117
- CF26 Customer Trading (1 Dec 2001 to 30 Sep 2005)
Neeraj Babulal Shah
IRN NBS01012
- CF26 Customer Trading (1 Dec 2001 to 31 May 2002)
Neil Graham Dunn
IRN NGD01029
- SMF3 Executive Director (since 31 Jan 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.