DRW INVESTMENTS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Neil Kennedy
IRN NXK00114
- [FCA CF] Material risk taker (9 Dec 2019 to 17 Mar 2022)
Nicolas Norman McGeagh
IRN NNM01003
- CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2002)
Omar Mohsen
IRN OXM00040
- [FCA CF] Material risk taker (9 Dec 2019 to 17 Feb 2022)
PAUL STEPHEN Merrington
IRN PSM01062
- CF26 Customer Trading (20 Feb 2002 to 13 Apr 2006)
PETER STEPHEN Ripley
IRN PSR01035
- CF26 Customer Trading (19 Sep 2002 to 2 Jun 2006)
Paul Jang
IRN PXJ01245
- CF26 Customer Trading (28 Jun 2006 to 18 Jul 2007)
Paul Joseph Stravato
IRN PJS01238
- CF26 Customer Trading (1 Dec 2001 to 6 Sep 2002)
Peter Dunstan Lavelle
IRN PDL01032
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2004)
Philip David Geoffrey Abbott
IRN PDA01065
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2025)
- CF10 Compliance Oversight (1 Dec 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2016 to 8 Dec 2019)
Priyesh Shah
IRN PXS01512
- CF26 Customer Trading (19 Sep 2002 to 2 Jun 2006)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.