DRW INVESTMENTS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

RAMEZ PAUL GEORGE Khouri
IRN RPK01017
- CF26 Customer Trading (1 Dec 2001 to 13 Apr 2006)
Raymond Wong
IRN RXW00376
- [FCA CF] Proprietary trader (10 Jan 2022 to 12 Apr 2022)
Robert Armour
IRN RXA02078
- CF11 Money Laundering Reporting (22 Mar 2016 to 2 Dec 2016)
- CF10 Compliance Oversight (22 Mar 2016 to 2 Dec 2016)
Robert Hughes
IRN RXH01278
- CF29 Significant management (29 Jun 2010 to 20 Sep 2010)
- CF30 Customer (1 Nov 2007 to 1 Jun 2010)
- CF26 Customer Trading (27 Jun 2005 to 31 Oct 2007)
Robert Jacob Hazan
IRN RJH01377
- CF26 Customer Trading (31 May 2006 to 30 Mar 2007)
Rosemary Paolone
IRN RXP01292
- CF28 Systems and controls (1 Nov 2007 to 30 Jun 2008)
- CF13 Finance (13 Mar 2002 to 31 Oct 2007)
Sam Naraghi
IRN SXN00218
- [FCA CF] Proprietary trader (1 Jul 2021 to 12 Apr 2022)
Samuel Higgs
IRN SXH00548
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
Simon Jeremy Wetton
IRN SJW01292
- CF26 Customer Trading (1 Jul 2003 to 10 Jan 2004)
Simon Mayne
IRN SXM02146
- CF26 Customer Trading (31 May 2006 to 11 Jul 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.