DRW INVESTMENTS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Simon Snow
IRN SAS01173
- CF26 Customer Trading (28 Feb 2003 to 4 May 2007)
Sofia Khan
IRN SXK00890
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2025)
Stephanie Lee
IRN SXL00427
- [FCA CF] Proprietary trader (1 Jan 2021 to 12 Apr 2022)
Steven John Hamilton
IRN SJH01454
- CF11 Money Laundering Reporting (15 Jan 2008 to 30 Apr 2009)
- CF10 Compliance Oversight (15 Jan 2008 to 30 Apr 2009)
Steven Sulpizio
IRN SXS00927
- [FCA CF] Material risk taker (since 19 Dec 2019)
- [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
Stuart Mayers
IRN SXM01461
- CF26 Customer Trading (1 Dec 2001 to 13 Apr 2006)
Syed Ahsan Ansar
IRN SAA01106
- CF30 Customer (12 Jun 2009 to 14 Apr 2010)
Theresa Kinkley
IRN TXK01246
- CF30 Customer (1 Nov 2007 to 6 May 2009)
- CF26 Customer Trading (15 Oct 2007 to 31 Oct 2007)
Thomas John Mythen
IRN TJM01153
- SMF3 Executive Director (23 Mar 2022 to 1 Nov 2023)
Timothy Colin Ager
IRN TCA01013
- CF30 Customer (26 Nov 2007 to 26 Feb 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.