Date authorised
1 April 2013
Companies House
02329842
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall
    London
    City of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +4402072821000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    City of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +4402072821000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Leung

    IRN TXL00172

    • [FCA CF] Proprietary trader (1 Jul 2021 to 12 Apr 2022)
  • Uyen Dang

    IRN UXD00004

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • Viktoria Khavtasi

    IRN VXK00076

    • [FCA CF] Proprietary trader (4 Jun 2021 to 12 Apr 2022)
  • Vilhelm Jensen

    IRN VXJ00043

    • [FCA CF] Proprietary trader (4 Jan 2021 to 12 Apr 2022)
  • Vincent Kory

    IRN VXK01088

    • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
    • CF29 Significant management (13 Feb 2017 to 8 Dec 2019)
  • Wasim Ahmad

    IRN WXA01021

    • CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2003)
  • Wendy Jane Duffin

    IRN WJD01023

    • CF11 Money Laundering Reporting (1 Dec 2001 to 21 Dec 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Dec 2007)
    • CF1 Director (1 Dec 2001 to 21 Dec 2007)
  • Yanni Lambropoulos

    IRN YXL00058

    • [FCA CF] Proprietary trader (10 Jan 2022 to 12 Apr 2022)
  • Yianni Saltos

    IRN YXS00076

    • [FCA CF] Proprietary trader (9 Dec 2019 to 12 Apr 2022)
  • Zayed Talukdar

    IRN ZXT01007

    • CF26 Customer Trading (1 Nov 2006 to 30 Apr 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.