Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (1 Nov 2007 to 1 Jun 2010)
- CF8 Apportionment and Oversight (22 Mar 2004 to 31 Mar 2009)
- CF1 Director (6 Sep 2002 to 8 Dec 2019)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF2 Non Executive Director (1 Dec 2001 to 6 Sep 2002)
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- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2021)
- CF1 Director (2 Nov 2016 to 8 Dec 2019)
- CF3 Chief Executive (2 Nov 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.