Date authorised
2 November 2016
Companies House
09240825
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aamina Rizvi

    IRN AXR01147

    • [FCA CF] Client dealing (since 18 Dec 2025)
  • Aaron Armstrong

    IRN AXA01153

    • [FCA CF] Client dealing (27 Oct 2021 to 1 May 2023)
  • Aaron Tse

    IRN AXT00697

    • [FCA CF] Client dealing (since 21 Aug 2024)
  • Abhishek Jain

    IRN AXJ00192

    • [FCA CF] Client dealing (since 14 Apr 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 17 Apr 2023)
  • Adit Kulkarni

    IRN AXK00284

    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2024)
  • Akshay Chaudhri

    IRN AXC21525

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
  • Alec Blair

    IRN AXB04749

    • [FCA CF] Client dealing (7 Nov 2025 to 15 Apr 2026)
  • Aleksandar Jovanovic

    IRN AXJ00600

    • [FCA CF] Client dealing (since 14 Jul 2025)
  • Alessandro Averchi

    IRN AXA03870

    • [FCA CF] Client dealing (since 28 Apr 2026)
  • Alexander Bentham

    IRN AXB04069

    • [FCA CF] Client dealing (since 6 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.