George Philip Sanders

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 23 Jan 2024)
Mariana UFP LLP (no longer approved here)
FRN 551170
- [FCA CF] Client dealing (29 Nov 2021 to 31 Jul 2023)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (12 Dec 2016 to 12 May 2017)
DRW INVESTMENTS (UK) LIMITED (no longer approved here)
FRN 143880
- CF26 Customer Trading (1 Dec 2001 to 14 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.