Christopher Scott Ellicott-Taylor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forte Securities Limited (no longer approved here)
FRN 478424
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Aug 2024)
- CF11 Money Laundering Reporting (8 Dec 2015 to 8 Dec 2019)
- CF30 Customer (15 Feb 2011 to 8 Dec 2019)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF26 Customer Trading (25 Jun 2004 to 24 Oct 2005)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF21 Investment Adviser (22 May 2002 to 30 Apr 2004)
DRW INVESTMENTS (UK) LIMITED (no longer approved here)
FRN 143880
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.