Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aidan O'Byrne

  IRN AMO01011

  • [FCA CF] Material risk taker (since 6 Mar 2017)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF23 Corporate Finance Adviser (30 Mar 2005 to 31 Oct 2007)
• Ajay Jayarajan

  IRN AXJ01786

  • [FCA CF] Client dealing (since 6 Mar 2017)
  • CF30 Customer (18 Feb 2016 to 6 Mar 2016)
• Akshay Anand

  IRN AXA77768

  • [FCA CF] Client dealing (6 Mar 2017 to 6 Jun 2023)
• Alan Francis McCormick

  IRN AXM02451

  • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
  • CF21 Investment Adviser (24 May 2007 to 31 Oct 2007)
• Alan John Speight

  IRN AJS01295

  • [FCA CF] Material risk taker (since 21 Jul 2023)
  • [FCA CF] Manager of certification employee (since 3 Mar 2023)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • [FCA CF] Material risk taker (6 Mar 2017 to 6 Mar 2022)
  • CF30 Customer (14 Dec 2009 to 6 Mar 2016)
• Alan Someck

  IRN AXS02273

  • CF30 Customer (1 Nov 2007 to 10 Mar 2008)
  • CF21 Investment Adviser (4 Aug 2006 to 31 Oct 2007)
• Alasdair William MacLean

  IRN AWM01068

  • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)
• Alastair Ian Brown

  IRN AIB01016

  • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2004)
• Albert Shuan Wei

  IRN ASW01072

  • CF23 Corporate Finance Adviser (17 May 2002 to 8 Nov 2002)
• Alex Campbell

  IRN AMC01098

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Dec 2003)

No changes recorded yet.