Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Cheong Huat Yew

  IRN ACY01008

  • CF30 Customer (1 Nov 2007 to 16 May 2008)
  • CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (22 Feb 2005 to 11 May 2007)
• Alex Prole

  IRN AXP01294

  • CF30 Customer (1 Nov 2007 to 1 Dec 2009)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Alexander Makrygiannis

  IRN AXM04423

  • SMF5 Head of Internal Audit (7 Mar 2016 to 11 Sep 2019)
  • CF28 Systems and controls (23 Dec 2015 to 6 Mar 2016)
• Alexander Nicolas Berger

  IRN ANB01059

  • CF30 Customer (12 Nov 2008 to 14 Aug 2009)
• Alexander Richarz

  IRN AXR01687

  • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
  • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
• Alexander Wilson

  IRN AXW01928

  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • [FCA CF] Significant management (since 8 Mar 2019)
  • SMF22 Other Local Responsibility (since 8 Mar 2019)
  • CF30 Customer (15 Jul 2013 to 6 Mar 2016)
• Alexandra Lee

  IRN AXL61416

  • [FCA CF] Client dealing (12 Jan 2022 to 19 Aug 2022)
• Alexandra Weller

  IRN SXP00931

  • [FCA CF] Client dealing (29 Apr 2024 to 14 Nov 2025)
• Alexei Tchernitser

  IRN AXT01279

  • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
  • CF21 Investment Adviser (21 May 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 Oct 2002 to 21 May 2003)
• Ali Gardezi

  IRN AMG01211

  • [FCA CF] Material risk taker (since 7 Oct 2025)
  • [FCA CF] Manager of certification employee (since 6 Mar 2024)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • CF30 Customer (10 Jul 2012 to 6 Mar 2016)

No changes recorded yet.