Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Material risk taker (since 25 Jul 2023)
- SMF22 Other Local Responsibility (since 8 Mar 2019)
- [FCA CF] Significant management (since 8 Mar 2019)
- CF30 Customer (15 Jul 2013 to 6 Mar 2016)
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- CF30 Customer (17 Feb 2012 to 5 Jul 2013)
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- CF30 Customer (17 Feb 2012 to 5 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.