Alan Francis McCormick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Manager of certification employee (since 1 Dec 2025)
    • [FCA CF] Client dealing (since 21 Dec 2017)
    • [FCA CF] Material risk taker (8 Jun 2022 to 31 Oct 2024)
    • CF30 Customer (4 Jun 2008 to 19 Dec 2014)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Manager of certification employee (since 1 Dec 2025)
    • [FCA CF] Client dealing (since 21 Dec 2017)
    • [FCA CF] Material risk taker (8 Jun 2022 to 31 Oct 2024)
    • CF30 Customer (4 Jun 2008 to 19 Dec 2014)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF21 Investment Adviser (24 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.