Alastair Ian Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shard Capital AIFM LLP

    FRN 615463

    • [FCA CF] Significant management (since 8 Mar 2021)
    • [FCA CF] Material risk taker (since 8 Mar 2021)
    • [FCA CF] Client dealing (since 8 Mar 2021)
    • CF1 Director (AR) (since 10 Dec 2015)
    • CF3 Chief Executive (AR) (since 8 Dec 2015)
    • CF30 Customer (since 19 Jan 2015)
    • CF4 Partner (14 Dec 2015 to 19 Nov 2019)
    • CF4 Partner (AR) (19 Jan 2015 to 4 Dec 2015)
  • Shard Credit Partners Ltd

    FRN 702785

    • (4)Employed By (since 4 Dec 2015)
  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • CF4 Partner (AR) (6 Jun 2014 to 1 Jun 2015)
    • CF30 Customer (14 May 2014 to 1 Jun 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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