Iain Norman Baillie

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Asset Match Limited

    FRN 579310

    • SMF9 Chair of the Governing Body (since 24 Dec 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Aug 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Aug 2012 to 30 Jun 2019)
    • CF11 Money Laundering Reporting (16 Aug 2012 to 30 Jun 2019)
    • CF30 Customer (16 Aug 2012 to 8 Dec 2019)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (24 Sep 2008 to 9 Dec 2011)
  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • CF1 Director (5 Apr 2005 to 29 Dec 2006)
    • CF21 Investment Adviser (3 Apr 2003 to 29 Dec 2006)
    • CF8 Apportionment and Oversight (3 Apr 2003 to 29 Dec 2006)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.