MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• AURELIEN JACQUES

  IRN AXJ01773

  • CF30 Customer (24 Dec 2015 to 8 Sep 2016)
• Achim Heinz Arthur Gloger

  IRN AXG01249

  • CF30 Customer (3 Feb 2009 to 31 Oct 2013)
• Adam Oliver James Collins

  IRN AXC00467

  • [FCA CF] Significant management (9 Dec 2020 to 31 Aug 2022)
• Adrienne Solti

  IRN AXS03540

  • CF30 Customer (21 Mar 2014 to 8 Dec 2019)
• Aidan Patrick Bernard Freyne

  IRN APF01025

  • CF21 Investment Adviser (10 Nov 2005 to 31 Mar 2006)
• Alan Harrod

  IRN AXH02406

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
  • CF28 Systems and controls (24 Jul 2013 to 2 Oct 2015)
  • CF29 Significant management (24 Jul 2013 to 8 Dec 2019)
• Alan Raymond Collins

  IRN ARC01098

  • CF1 Director (19 Feb 2002 to 28 Jun 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
• Alexander Michael Amey

  IRN AXA00307

  • [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
• Alice Naomi Beavan

  IRN ANB01054

  • CF30 Customer (1 Nov 2007 to 25 Sep 2008)
  • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
• Anand Ramchandra Varma

  IRN AXV00071

  • [FCA CF] Material risk taker (since 9 Dec 2024)
  • [FCA CF] Significant management (since 9 Dec 2024)

No changes recorded yet.