Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2002 to 28 May 2004)
    • CF21 Investment Adviser (1 Jul 2002 to 28 May 2004)
  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • CF1 Director (19 Feb 2002 to 28 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.