Alan Harrod

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Europe Limited

    FRN 196601

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
    • CF28 Systems and controls (24 Jul 2013 to 2 Oct 2015)
    • CF29 Significant management (24 Jul 2013 to 8 Dec 2019)
  • MarketAxess Capital Limited

    FRN 724949

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
    • CF29 Significant management (3 Jun 2016 to 8 Dec 2019)
  • MarketAxess Post-Trade Limited

    FRN 491843

    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
    • CF29 Significant management (16 Aug 2013 to 8 Dec 2019)
    • CF28 Systems and controls (16 Aug 2013 to 2 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.