MarketAxess Post-Trade Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trade Data Publishing
Regulator Trade Reporting

Senior staff personally approved by the FCA to hold their roles here.

Adam Oliver James Collins
IRN AXC00467
- [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
Adrian Mark Gill
IRN AMG01195
- CF11 Money Laundering Reporting (12 Jan 2010 to 11 Sep 2013)
- CF10 Compliance Oversight (12 Jan 2010 to 11 Sep 2013)
Alan Harrod
IRN AXH02406
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
- CF29 Significant management (16 Aug 2013 to 8 Dec 2019)
- CF28 Systems and controls (16 Aug 2013 to 2 Oct 2015)
Anand Ramchandra Varma
IRN AXV00071
- [FCA CF] Significant management (since 9 Dec 2024)
Andrew David Braham
IRN AXB00855
- [FCA CF] Significant management (4 Oct 2021 to 16 Feb 2022)
Bernard Nicolas Marcel FRENAY
IRN NMB01081
- CF2 Non Executive Director (17 Mar 2010 to 1 Mar 2013)
Camille McKelvey
IRN CXM00381
- [FCA CF] Significant management (since 9 Dec 2020)
Christophe Roupie
IRN CXR01360
- [FCA CF] Manager of certification employee (9 Dec 2020 to 21 May 2025)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- CF3 Chief Executive (11 Jul 2017 to 8 Dec 2019)
- CF1 Director (19 Apr 2017 to 8 Dec 2019)
Christopher George Smith
IRN CGS01054
- SMF29 Limited scope function (limited scope SMCR firms only) (4 Feb 2020 to 31 Dec 2024)
Christopher James Roberts
IRN CXR00447
- [FCA CF] Significant management (since 3 Jul 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.