Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Post-Trade Limited (no longer approved here)

    FRN 491843

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 21 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF3 Chief Executive (11 Jul 2017 to 8 Dec 2019)
    • CF1 Director (19 Apr 2017 to 8 Dec 2019)
  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • SMF1 Chief Executive (9 Dec 2019 to 21 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 21 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 May 2025)
    • CF3 Chief Executive (11 Jul 2017 to 8 Dec 2019)
    • CF1 Director (19 Apr 2017 to 8 Dec 2019)
  • MarketAxess Capital Limited (no longer approved here)

    FRN 724949

    • [FCA CF] Material risk taker (9 Dec 2019 to 21 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 21 May 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 21 May 2025)
    • CF3 Chief Executive (11 Jul 2017 to 8 Dec 2019)
    • CF1 Director (19 Apr 2017 to 8 Dec 2019)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF1 Director (10 Apr 2006 to 31 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.