MarketAxess Capital Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alan Harrod

  IRN AXH02406

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
  • CF29 Significant management (3 Jun 2016 to 8 Dec 2019)
• Alexander Michael Amey

  IRN AXA00307

  • [FCA CF] Significant management (9 Dec 2020 to 13 Dec 2021)
• Anand Ramchandra Varma

  IRN AXV00071

  • [FCA CF] Significant management (since 9 Dec 2024)
  • [FCA CF] Material risk taker (since 9 Dec 2024)
• Andrew Adams

  IRN AXA00863

  • [FCA CF] Significant management (17 Apr 2023 to 24 Apr 2024)
• Andrew David Braham

  IRN AXB00855

  • [FCA CF] Significant management (4 Oct 2021 to 16 Feb 2022)
• Anju Sima

  IRN AXS03275

  • [FCA CF] Significant management (9 Dec 2020 to 30 Nov 2025)
• Bryan Joseph Barboni

  IRN BXB01247

  • [FCA CF] Significant management (9 Dec 2020 to 1 Feb 2025)
• Christophe Roupie

  IRN CXR01360

  • SMF1 Chief Executive (9 Dec 2019 to 21 May 2025)
  • SMF3 Executive Director (9 Dec 2019 to 21 May 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 21 May 2025)
  • CF3 Chief Executive (11 Jul 2017 to 8 Dec 2019)
  • CF1 Director (19 Apr 2017 to 8 Dec 2019)
• Christopher James McLoughlin

  IRN CXM01663

  • [FCA CF] Significant management (since 17 Dec 2024)
• Christopher James Roberts

  IRN CXR00447

  • [FCA CF] Significant management (since 3 Jul 2023)

No changes recorded yet.