Christopher James McLoughlin

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MarketAxess Europe Limited
FRN 196601
- [FCA CF] Significant management (since 17 Dec 2024)
- CF30 Customer (6 May 2015 to 8 Dec 2019)
MarketAxess Capital Limited
FRN 724949
- [FCA CF] Significant management (since 17 Dec 2024)
Sova Capital Limited (no longer approved here)
FRN 225539
- CF30 Customer (17 Dec 2013 to 9 Mar 2015)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (25 Apr 2012 to 19 Nov 2013)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (1 Nov 2007 to 5 Sep 2011)
- CF26 Customer Trading (20 Feb 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.