MarketAxess Capital Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Christopher Liam Egan

  IRN CLE01029

  • [FCA CF] Significant management (since 9 Dec 2020)
• Christopher Parker

  IRN CXP00459

  • [FCA CF] Significant management (since 3 Oct 2022)
• Christopher Paul Jones

  IRN CPJ01019

  • [FCA CF] Significant management (since 9 Dec 2020)
• Christopher Robert Concannon

  IRN CRC01107

  • SMF9 Chair of the Governing Body (since 24 Mar 2025)
• Claire Jacqueline Sinclair Radford

  IRN CJR01185

  • [FCA CF] Manager of certification employee (1 Mar 2021 to 30 Nov 2025)
  • [FCA CF] Significant management (1 Mar 2021 to 30 Nov 2025)
• Conor O'Donoghue

  IRN CXO00221

  • [FCA CF] Significant management (since 8 Jul 2024)
• Craig Douglas McLeod

  IRN CDM01109

  • [FCA CF] Significant management (9 Dec 2020 to 31 Dec 2021)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
• Daniel Louis Burke

  IRN DXB00075

  • [FCA CF] Significant management (since 15 Apr 2024)
  • [FCA CF] Material risk taker (15 Apr 2024 to 1 Apr 2025)
• David McNeill Wright

  IRN DMW01095

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Jan 2026)
  • [FCA CF] Material risk taker (9 Dec 2020 to 30 Jan 2026)
  • [FCA CF] Significant management (9 Dec 2020 to 30 Jan 2026)
• Dean Berry

  IRN DXB01416

  • [FCA CF] Material risk taker (since 29 Sep 2025)
  • SMF3 Executive Director (since 29 Sep 2025)
  • SMF1 Chief Executive (since 29 Sep 2025)

No changes recorded yet.