Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2020 to 30 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2020 to 30 Jan 2026)
    • CF30 Customer (19 Aug 2014 to 8 Dec 2019)
  • MarketAxess Post-Trade Limited (no longer approved here)

    FRN 491843

    • [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
  • MarketAxess Capital Limited (no longer approved here)

    FRN 724949

    • [FCA CF] Significant management (9 Dec 2020 to 30 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2020 to 30 Jan 2026)
  • Chalkhill Partners LLP (no longer approved here)

    FRN 499335

    • CF30 Customer (28 Feb 2014 to 17 Jun 2014)
    • CF4 Partner (28 Feb 2014 to 17 Jun 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Nov 2010 to 23 Aug 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 21 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.