MarketAxess Capital Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Douglas Gerhardt

  IRN DXG00234

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Significant management (since 9 Dec 2020)
• Duncan Esson

  IRN DXE00246

  • [FCA CF] Significant management (since 27 Nov 2025)
• Francois Le Bouquin

  IRN FXL00043

  • [FCA CF] Significant management (11 Jan 2021 to 9 Feb 2024)
• Gareth David Coltman

  IRN GXC01868

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 1 Apr 2025)
  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Algorithmic trading (since 9 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
• Gavin Collins

  IRN GXC00647

  • [FCA CF] Significant management (since 3 Feb 2026)
• Giles Broxis

  IRN GXB00338

  • [FCA CF] Significant management (since 1 Nov 2021)
• Grace Jana Blunden

  IRN GXB00261

  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Algorithmic trading (since 9 Dec 2020)
• Grant Blackaby

  IRN GXB00458

  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • [FCA CF] Significant management (since 8 Feb 2023)
• Gregory Paul Rossi

  IRN GXR00293

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2024)
  • SMF16 Compliance Oversight (since 16 Apr 2024)
  • [FCA CF] Material risk taker (since 4 Jan 2024)
• Jagmeet Singh

  IRN JXS00844

  • [FCA CF] Significant management (since 1 Jan 2022)
  • [FCA CF] Material risk taker (since 1 Jan 2022)

No changes recorded yet.