MarketAxess Capital Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• James Nevil Blair Rucker

  IRN JNR01024

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Apr 2025)
  • CF2 Non Executive Director (3 Jun 2016 to 8 Dec 2019)
• Jason Lee Waight

  IRN JLW01135

  • [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
  • [FCA CF] Significant management (9 Dec 2020 to 29 Sep 2021)
  • CF29 Significant management (3 Jun 2016 to 8 Dec 2019)
• Jonathan McTernan

  IRN JXM01320

  • [FCA CF] Material risk taker (since 1 Apr 2025)
  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Significant management (since 1 Apr 2025)
• Justin Varghese Abraham

  IRN JVA01011

  • [FCA CF] Significant management (9 Dec 2020 to 2 Jul 2021)
• Kelvin John Dimmock

  IRN KXD00144

  • [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
• Kimberly Antifave

  IRN KXA00150

  • [FCA CF] Significant management (6 May 2021 to 1 Jan 2022)
  • [FCA CF] Material risk taker (6 May 2021 to 1 Jan 2022)
• Kirsten Mizpah Ceinwynne Hoppe

  IRN KXH00205

  • [FCA CF] Significant management (since 9 Dec 2020)
• Krishnan Nair

  IRN KXN14717

  • CF28 Systems and controls (18 Jun 2019 to 8 Dec 2019)
• Marc Richin

  IRN MXR02527

  • CF28 Systems and controls (3 Jun 2016 to 8 Dec 2019)
• Maximilian Peter Callaghan

  IRN MPC01121

  • [FCA CF] Significant management (since 9 Dec 2020)

No changes recorded yet.