Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • [FCA CF] Significant management (9 Dec 2020 to 29 Sep 2021)
    • CF29 Significant management (5 Jan 2016 to 8 Dec 2019)
  • MarketAxess Post-Trade Limited (no longer approved here)

    FRN 491843

    • [FCA CF] Significant management (9 Dec 2020 to 29 Sep 2021)
    • CF1 Director (1 Mar 2013 to 8 Dec 2019)
    • CF29 Significant management (18 Jan 2010 to 27 Jul 2015)
  • MarketAxess Capital Limited (no longer approved here)

    FRN 724949

    • [FCA CF] Significant management (9 Dec 2020 to 29 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
    • CF29 Significant management (3 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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