MarketAxess Capital Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Miranda Ruth Morad

  IRN MRM01179

  • SMF3 Executive Director (since 16 Oct 2025)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (16 Apr 2024 to 16 Oct 2025)
  • SMF16 Compliance Oversight (26 Jan 2020 to 15 Apr 2024)
  • CF10 Compliance Oversight (3 Jun 2016 to 1 Dec 2016)
• Nichola Jane Hunter

  IRN NJH01217

  • [FCA CF] Significant management (9 Dec 2020 to 25 Jan 2022)
• Nicholas David Moss

  IRN NXM00194

  • [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
• Nicholas James Graham

  IRN NXG00158

  • [FCA CF] Significant management (13 Dec 2021 to 9 Aug 2022)
• Niteen Sharma

  IRN NXS01154

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jan 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2024)
  • CF10 Compliance Oversight (12 Dec 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jun 2016 to 8 Dec 2019)
• Oliver Charles Huggins

  IRN OCH01005

  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • CF28 Systems and controls (14 Jun 2019 to 8 Dec 2019)
• Paolo Fraccaro

  IRN PXF00113

  • [FCA CF] Significant management (9 Dec 2020 to 3 Oct 2025)
• Patrick Russell Bailey

  IRN PRB01152

  • [FCA CF] Material risk taker (since 25 Jul 2025)
  • [FCA CF] Significant management (since 25 Jul 2025)
• Raj Paranandi

  IRN RXP81375

  • SMF3 Executive Director (1 May 2021 to 21 Mar 2025)
  • [FCA CF] Material risk taker (1 May 2021 to 21 Mar 2025)
• Riad Chowdhury

  IRN RXC00959

  • [FCA CF] Material risk taker (since 11 Mar 2026)

No changes recorded yet.