Nichola Jane Hunter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited

    FRN 154234

    • [FCA CF] Manager of certification employee (since 26 Jun 2024)
    • [FCA CF] Material risk taker (28 Feb 2023 to 24 Sep 2025)
    • [FCA CF] Client dealing (30 Aug 2022 to 18 Jun 2024)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • SMF18 Other Overall Responsibility (23 Jan 2024 to 24 Jul 2024)
    • [FCA CF] Material risk taker (28 Feb 2023 to 24 Sep 2025)
    • [FCA CF] Client dealing (30 Aug 2022 to 18 Jun 2024)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • [FCA CF] Client dealing (30 Aug 2022 to 18 Jun 2024)
  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • [FCA CF] Significant management (9 Dec 2020 to 25 Jan 2022)
  • MarketAxess Capital Limited (no longer approved here)

    FRN 724949

    • [FCA CF] Significant management (9 Dec 2020 to 25 Jan 2022)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (5 Feb 2016 to 31 Mar 2016)
    • CF30 Customer (5 Feb 2016 to 31 Mar 2016)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF1 Director (12 Sep 2011 to 7 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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