Patrick Russell Bailey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MarketAxess Europe Limited
FRN 196601
- [FCA CF] Significant management (since 25 Jul 2025)
- CF30 Customer (16 May 2016 to 8 Dec 2019)
MarketAxess Capital Limited
FRN 724949
- [FCA CF] Significant management (since 25 Jul 2025)
- [FCA CF] Material risk taker (since 25 Jul 2025)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (257)CF30 Customer (13 Apr 2016 to 21 Apr 2016)
Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF30 Customer (17 Dec 2013 to 15 Sep 2015)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (16 Jul 2013 to 30 Nov 2013)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 28 Nov 2011)
- CF21 Investment Adviser (28 Jun 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (257)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.