Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 1 limitation Hide limitations

  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Abhay Ketkar

  IRN AXK01280

  • CF21 Investment Adviser (22 Jan 2002 to 5 Apr 2004)
• Adam Peter Mayne

  IRN APM01182

  • CF30 Customer (26 May 2010 to 6 Mar 2016)
• Adrian John Charles Mather

  IRN AJM01789

  • SMF24 Chief Operations (since 22 May 2019)
  • SMF22 Other Local Responsibility (12 May 2017 to 22 May 2019)
• Adrian John Sainsbury

  IRN AJS01608

  • CF3 Chief Executive (28 Jul 2009 to 10 Jan 2013)
• Ahlem Ben Gueblia

  IRN AXB04843

  • [PRA CF] Significant risk taker or Material risk taker (since 17 Feb 2026)
  • [FCA CF] Material risk taker (since 17 Feb 2026)
• Alan Hon-Wai Tang

  IRN AHT01044

  • CF30 Customer (21 Dec 2009 to 31 Aug 2012)
• Alasdair John Dunham

  IRN AXD00407

  • [FCA CF] Client dealing (since 19 Apr 2021)
• Alexander Biggs

  IRN AXB01437

  • [FCA CF] Material risk taker (since 1 Jul 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2023)
• Alexander Charles William Knights

  IRN AXK01184

  • [FCA CF] Material risk taker (1 Oct 2020 to 31 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 31 Jan 2026)
  • [FCA CF] Client dealing (20 May 2019 to 31 Jan 2026)
  • [FCA CF] Manager of certification employee (20 May 2019 to 31 Jan 2026)
• Alexander Peter Lielacher

  IRN APL01094

  • CF30 Customer (20 May 2014 to 5 Nov 2015)

No changes recorded yet.