Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Apr 2026)
  • NOVITAS LOANS LIMITED (no longer approved here)

    FRN 716962

    • (16)[FCA CF] Material risk taker (18 Mar 2021 to 6 Jan 2025)
    • (17)CF1 Director (26 Oct 2017 to 15 Nov 2019)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • SMF3 Executive Director (9 Nov 2020 to 6 Jan 2025)
    • SMF9 Chair of the Governing Body (9 Nov 2020 to 6 Jan 2025)
  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • SMF1 Chief Executive (21 Sep 2020 to 6 Jan 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Jan 2025)
    • Responsible for Insurance Mediation (28 Apr 2016 to 30 Sep 2018)
    • SMF3 Executive Director (7 Mar 2016 to 6 Jan 2025)
    • CF1 Director (15 Aug 2013 to 6 Mar 2016)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF3 Chief Executive (28 Jul 2009 to 10 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (16)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED

  2. controlled function added: (17)CF1 Director at NOVITAS LOANS LIMITED