Oliver Charles Huggins

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Europe Limited

    FRN 196601

    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • CF28 Systems and controls (14 Jun 2019 to 8 Dec 2019)
  • MarketAxess Post-Trade Limited

    FRN 491843

    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
    • CF28 Systems and controls (14 Jun 2019 to 8 Dec 2019)
  • MarketAxess Capital Limited

    FRN 724949

    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • CF28 Systems and controls (14 Jun 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (6 Aug 2003 to 18 Sep 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (6 Aug 2003 to 8 Aug 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (6 Aug 2003 to 18 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.