MarketAxess Capital Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442077093100

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Richard Mitchell McVey

  IRN RMM01080

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2024)
  • CF2 Non Executive Director (3 Jun 2016 to 8 Dec 2019)
• Robert James Hearnden

  IRN RXH00320

  • [FCA CF] Significant management (9 Dec 2020 to 2 Oct 2022)
• Ross William Chapman

  IRN RXC00309

  • [FCA CF] Significant management (9 Dec 2020 to 4 Oct 2021)
• Scott William Eaton

  IRN SWE01009

  • CF3 Chief Executive (3 Jun 2016 to 10 Jul 2017)
  • CF1 Director (3 Jun 2016 to 15 Dec 2017)
• Simon Goodson

  IRN SXG00411

  • [FCA CF] Significant management (27 Sep 2021 to 20 Jun 2025)
• Steven Higgins

  IRN SXH00314

  • [FCA CF] Significant management (28 Sep 2022 to 17 Mar 2023)
• Susan Austin

  IRN SXA00306

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Sep 2022)
  • [FCA CF] Significant management (9 Dec 2020 to 30 Sep 2022)
• Tamara Murray

  IRN TXM00213

  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
• Timothy Hooley

  IRN TXH00172

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 15 Jul 2024)
  • [FCA CF] Material risk taker (9 Dec 2020 to 15 Jul 2024)
  • [FCA CF] Significant management (9 Dec 2020 to 15 Jul 2024)
• Toby Joseph Alan West

  IRN TXW00114

  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)

No changes recorded yet.