Timothy Hooley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 15 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2020 to 15 Jul 2024)
    • [FCA CF] Significant management (9 Dec 2020 to 15 Jul 2024)
  • MarketAxess Post-Trade Limited (no longer approved here)

    FRN 491843

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 15 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2020)
    • [FCA CF] Significant management (9 Dec 2020 to 15 Jul 2024)
  • MarketAxess Capital Limited (no longer approved here)

    FRN 724949

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 15 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2020 to 15 Jul 2024)
    • [FCA CF] Significant management (9 Dec 2020 to 15 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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