Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Capital Limited (no longer approved here)

    FRN 724949

    • CF1 Director (3 Jun 2016 to 15 Dec 2017)
    • CF3 Chief Executive (3 Jun 2016 to 10 Jul 2017)
  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • CF3 Chief Executive (7 Jul 2015 to 10 Jul 2017)
    • CF1 Director (7 Jul 2015 to 15 Dec 2017)
  • MarketAxess Post-Trade Limited (no longer approved here)

    FRN 491843

    • CF3 Chief Executive (7 Jul 2015 to 10 Jul 2017)
    • CF1 Director (7 Jul 2015 to 15 Dec 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (16 Nov 2004 to 10 Aug 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.