Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2024)
    • CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 Mar 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 16 Nov 2015)
    • CF3 Chief Executive (1 Dec 2001 to 20 Feb 2013)
  • MarketAxess Post-Trade Limited (no longer approved here)

    FRN 491843

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2024)
    • CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
    • CF1 Director (4 Mar 2013 to 16 Nov 2015)
  • MarketAxess Capital Limited (no longer approved here)

    FRN 724949

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2024)
    • CF2 Non Executive Director (3 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.