Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MarketAxess Capital Limited
FRN 724949
- SMF3 Executive Director (since 16 Oct 2025)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (16 Apr 2024 to 16 Oct 2025)
- SMF16 Compliance Oversight (26 Jan 2020 to 15 Apr 2024)
- CF10 Compliance Oversight (3 Jun 2016 to 1 Dec 2016)
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MarketAxess Europe Limited
FRN 196601
- [FCA CF] Significant management (since 16 Apr 2024)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF16 Compliance Oversight (26 Jan 2020 to 15 Apr 2024)
- CF11 Money Laundering Reporting (22 Aug 2013 to 13 Nov 2015)
- CF10 Compliance Oversight (22 Aug 2013 to 1 Dec 2016)
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MarketAxess Post-Trade Limited
FRN 491843
- [FCA CF] Significant management (since 16 Apr 2024)
- SMF16 Compliance Oversight (26 Jan 2020 to 15 Apr 2024)
- CF11 Money Laundering Reporting (10 Sep 2013 to 13 Nov 2015)
- CF10 Compliance Oversight (10 Sep 2013 to 1 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.