Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Apr 2025)
    • CF2 Non Executive Director (4 Dec 2015 to 8 Dec 2019)
    • CF3 Chief Executive (5 Aug 2014 to 17 Jul 2015)
    • CF28 Systems and controls (15 Nov 2007 to 17 Jul 2015)
    • CF13 Finance (12 Apr 2007 to 1 Aug 2007)
    • CF1 Director (1 Dec 2001 to 17 Jul 2015)
  • MarketAxess Post-Trade Limited (no longer approved here)

    FRN 491843

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Apr 2025)
    • CF2 Non Executive Director (4 Dec 2015 to 8 Dec 2019)
    • CF3 Chief Executive (4 Aug 2014 to 17 Jul 2015)
    • CF1 Director (28 Feb 2013 to 17 Jul 2015)
  • MarketAxess Capital Limited (no longer approved here)

    FRN 724949

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Apr 2025)
    • CF2 Non Executive Director (3 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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