Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • [FCA CF] Material risk taker (6 May 2021 to 1 Jan 2022)
    • [FCA CF] Significant management (6 May 2021 to 1 Jan 2022)
  • MarketAxess Post-Trade Limited (no longer approved here)

    FRN 491843

    • [FCA CF] Material risk taker (6 May 2021 to 7 May 2021)
    • [FCA CF] Significant management (6 May 2021 to 1 Jan 2022)
  • MarketAxess Capital Limited (no longer approved here)

    FRN 724949

    • [FCA CF] Material risk taker (6 May 2021 to 1 Jan 2022)
    • [FCA CF] Significant management (6 May 2021 to 1 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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